About Us

Our business is built on a foundation of thoughtful client relationships.  With combined financial services experience of over seventy years, we help families throughout New York & New England with their investment strategies, portfolio construction, and ongoing monitoring of their accounts.   
  
We take a holistic and “total picture” approach to our client relationships. The more we know about you, the better we can tailor our advice to your needs by answering questions far beyond investing.  However, maintaining a long-term investment plan is paramount to achieving financial independence. Our strategy is one of active portfolio management, employing dynamic and tactical strategies.  We find that dynamic portfolio managers are better positioned to make opportunistic and thoughtful trades to take advantage of events.  

People are at the heart of what we do.  We work to keep you calm by guiding you through tumultuous times.  Being only a phone call away, we are ready to answer your questions and keep you on course towards your goals.   

Recognizing that everyone encounters challenges along the way, we strive to anticipate and address those situations as they occur. We want to keep you on track toward a meaningful and purpose-driven financial future.

We invite you to check out all the material on our website. If you have any questions, please send us an email or call the office. We look forward to speaking with you.

We are affiliated with Equity Services, Inc. (ESI), a broker-dealer founded in 1968 and based in Montpelier, Vermont.  Affiliation with such a company is a critical best practice component for all independent investment professionals. Just as hospitals provide the support structure physicians and surgeons need to practice medicine, broker-dealers serve many important functions for independent investment professionals like us.  Equity Services, Inc. is an established and experienced broker-dealer, to paraphrase their website: they provide both behind-the-scenes support and enable us to offer a wide range of investment solutions.  Additionally, Equity Services, Inc. operates as a registered investment adviser under the brand of ESI Financial Advisors. We are pleased to be able to offer this extended range of services to you.  In addition to making many more investment and insurance options available to you we can provide financial advice to clients who do not have investments but who need help with budgeting, planning, and financial calculations.